- Advising on securities law like SEBI Act, SCRA, Take over regulations, Insider trading regulations etc.
- Initial Public Offering (IPO), FPO, listing and delisting of equity / debt securities.
- Compliance of SEBI (LODR) regulations and all other Listing agreement, rules and regulations.
- Providing timeline checklists in respect of various Quarterly, Half yearly, Annually & Event based compliances as required.
- Monitoring and implementation of various important compliances under the listing agreement like holding Board Meeting, AGM, intimation & submissions to Stock Exchanges, Approvals, Financial Results publications, Shareholding pattern, Minimum holdings, etc.
- Issue, QIPs, ESOPS by listed companies.
- Liaising & coordination with the Registrar and share Transfer Agents (RTA), Stock Exchanges, Depositories, SEBI, RBI, RD, ROC, NCLT etc.
- Providing time based / event based / month wise / quarterly / half yearly / annually compliance checklist & certification.
- Strengthening Corporate Governance system of companies.
- Certifications of Returns / Report / Forms etc to be filed with SE’s.
- Proper and timely compliance as well as monitoring of Insider Trading regulation as required.
- Various compliances as required under the SEBI ICDR guidelines.
Securities Law Compliances
