SEBI's framework increasingly reaches beyond listed companies. We handle securities law compliances — insider trading codes, disclosure regimes, and filing calendars — for listed companies, and for unlisted companies building listed-company discipline twelve months before they need it.
LODR filings, disclosures, and the compliance calendar — run on rails, not on reminder.
Twelve months before listing, we install the insider trading code, disclosure discipline, and board processes the exchanges will demand.
Correspondence, record preparation, and representation — handled with the seriousness it deserves.
Code of conduct, UPSI handling, trading window closures, and designated-person compliance — designed and implemented.
The full listing-obligations calendar — results, shareholding patterns, announcements, and disclosures — executed on time.
Event-based and periodic disclosures drafted and filed — material events never missed.
SAST and buy-back regulation compliance alongside our transactions team.
The governance and disclosure discipline of a listed company, installed while you're still private.
Correspondence, inspections, and proceedings — prepared and represented.
Which regulations apply to you — listed, pre-listed, or touched by thresholds.
Codes, calendars, and processes put in place.
Filings and disclosures executed on schedule.
Queries and proceedings handled with records ready.
More than founders expect: takeover thresholds, insider trading principles, and disclosure norms increasingly touch unlisted and pre-IPO companies. We map what applies.
The insider trading code, disclosure discipline, and board processes — installed twelve months before listing, not twelve days.
Yes — records prepared, correspondence managed, representation through the process.
Tell us where your company is headed. A partner — not a sales rep — will respond.
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